EQUITIES DATA
July - September 2015
Destination Primary market Order Type Ordered Count
ARCA AMEX LMT 36.24%
Bloomberg Algo AMEX LMT 37.74%
COVERT-NITE AMEX LMT 0.04%
NITE Algos AMEX LMT 24.84%
NITE Algos AMEX MKT 1.15%
ARCA NASDAQ LMT 32.55%
ARCA NASDAQ MKT 0.01%
Bloomberg Algo NASDAQ LMT 32.64%
Bloomberg Algo NASDAQ MKT 0.15%
COVERT-NITE NASDAQ LMT 4.28%
FBNW-SF-AWAY NASDAQ MKT 0.11%
ITG ALGO NASDAQ LMT 0.22%
MOPP-NSDQ NASDAQ LMT 0.55%
NITE Algos NASDAQ LMT 26.03%
NITE Algos NASDAQ MKT 2.24%
NSDQ NASDAQ LMT 0.55%
NSDQ-TRF-FBNW NASDAQ LMT 0.39%
Open NSDQ NASDAQ LMT 0.12%
Open NSDQ NASDAQ MKT 0.15%
POST-ARCA NASDAQ LMT 0.00%
ARCA NYSE LMT 32.54%
ARCA NYSE MKT 0.00%
Bloomberg Algo NYSE LMT 24.63%
Bloomberg Algo NYSE MKT 0.37%
COVERT-NITE NYSE LMT 11.61%
E&J Securities NYSE LMT 0.72%
E&J Securities NYSE MKT 0.34%
Farina NYSE MKT 0.12%
ITG ALGO NYSE MKT 0.00%
MOPP-NSDQ NYSE LMT 0.50%
NITE Algos NYSE LMT 24.47%
NITE Algos NYSE MKT 3.92%
NSDQ NYSE LMT 0.56%
NSDQ-TRF-FBNW NYSE LMT 0.10%
POST-ARCA NYSE LMT 0.10%
Quattro NYSE LMT 0.16%
OPTIONS-AWAY OPTIONS MKT ######
ARCA PSE LMT 27.81%
ARCA PSE MKT 0.12%
Bloomberg Algo PSE LMT 12.29%
COVERT-NITE PSE LMT 14.22%
NITE Algos PSE LMT 42.48%
NITE Algos PSE MKT 3.08%
NITE ALGO INTL XTSE LMT 98.86%
NITE ALGO INTL XTSE MKT 1.14%
OPTIONS DATA
July - September 2015
2015 - September
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW SEPT 201509 AMEX 0% 100% 0% 72% 28%
  SEPT 201509 BAT 0% 100% 0% 100% 0%
  SEPT 201509 BSE 0% 100% 0% 100% 0%
  SEPT 201509 BX 0% 100% 0% 100% 0%
  SEPT 201509 C 2 0% 100% 0% 100% 0%
SEPT 201509 CBOE 0% 100% 0% 100% 0%
SEPT 201509 GEMINI 0% 100% 0% 100% 0%
SEPT 201509 ISE 0% 100% 0% 73% 27%
SEPT 201509 MIAX 0% 100% 0% 100% 0%
SEPT 201509 NASD 0% 100% 0% 100% 0%
SEPT 201509 PSE 0% 100% 0% 100% 0%
SEPT 201509 PHILLY 0% 100% 0% 91% 9%
Total    
2015 - August
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW AUGUST 201508 AMEX 0% 100% 0% 79% 21%
  AUGUST 201508 BAT 0% 100% 0% 100% 0%
  AUGUST 201508 BSE 0% 100% 0% 100% 0%
  AUGUST 201508 BX 0% 100% 0% 100% 0%
  AUGUST 201508 C 2 0% 100% 0% 100% 0%
AUGUST 201508 CBOE 0% 100% 0% 89% 11%
AUGUST 201508 GEMINI 0% 100% 0% 100% 0%
AUGUST 201508 ISE 0% 100% 0% 76% 24%
AUGUST 201508 MIAX 0% 100% 0% 100% 0%
AUGUST 201508 NASD 0% 100% 0% 100% 0%
AUGUST 201508 PHLX 0% 100% 0% 87% 13%
AUGUST 201508 PSE 0% 100% 0% 100% 0%
             
   
Total    
2015 - July
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW JULY 201507 AMEX 0% 100% 0% 80% 20%
  JULY 201507 BAT 0% 100% 0% 97% 3%
  JULY 201507 BSE 0% 100% 0% 93% 7%
  JULY 201507 BX 0% 100% 0% 93% 7%
  JULY 201507 C 2 0% 100% 0% 88% 13%
JULY 201507 CBOE 0% 100% 0% 138% 4%
JULY 201507 GEMINI 0% 100% 0% 95% 5%
JULY 201507 ISE 0% 100% 0% 70% 30%
JULY 201507 MIAX 0% 100% 0% 97% 3%
JULY 201507 NASD 0% 100% 0% 95% 5%
JULY 201507 PHLX 0% 100% 0% 67% 33%
JULY 201507 PSE 0% 100% 0% 95% 5%
Total    
EQUITIES DATA
April - June 2015                            
                           
Destination Primary market Order Type Non-Directed                            
ARCA AMEX LMT 72.1%                            
Bloomberg Algo AMEX LMT 3.3%
COVERT-NITE AMEX LMT 6.6%
CSFB Algos AMEX LMT 1.6%
NITE Algos AMEX LMT 11.5%
ARCA AMEX MKT 1.6%
E&J Securities AMEX MKT 1.6%
NITE Algos AMEX MKT 1.6%
ARCA NASDAQ LMT 64.7%
Bloomberg Algo NASDAQ LMT 16.5%
COVERT-NITE NASDAQ LMT 1.0%
CSFB Algos NASDAQ LMT 4.2%
NITE Algos NASDAQ LMT 10.4%
NSDQ NASDAQ LMT 0.1%
NSDQ-TRF-FBNW NASDAQ LMT 0.1%
Open NSDQ NASDAQ LMT 0.1%
POST-ARCA NASDAQ LMT 0.0%
ARCA NASDAQ MKT 0.2%
Bloomberg Algo NASDAQ MKT 0.0%
CSFB Algos NASDAQ MKT 0.0%
DTTX-AWAY NASDAQ MKT 0.0%
FOG NASDAQ MKT 0.0%
NITE Algos NASDAQ MKT 2.3%
Open NSDQ NASDAQ MKT 0.3%
ARCA NYSE LMT 67.0%
Bloomberg Algo NYSE LMT 15.5%
COVERT-NITE NYSE LMT 0.4%
CSFB Algos NYSE LMT 3.6%
E&J Securities NYSE LMT 0.1%
Empire NYSE LMT 0.0%
NITE Algos NYSE LMT 10.3%
NSDQ NYSE LMT 0.1%
NSDQ-TRF-FBNW NYSE LMT 0.1%
POST-ARCA NYSE LMT 0.1%
ARCA NYSE MKT 0.4%
CSFB Algos NYSE MKT 0.0%
E&J Securities NYSE MKT 0.4%
Empire NYSE MKT 0.0%
FOG NYSE MKT 0.0%
NITE Algos NYSE MKT 2.0%
Open NSDQ NYSE MKT 0.0%
ARCA PSE LMT 87.8%
Bloomberg Algo PSE LMT 2.2%
CSFB Algos PSE LMT 0.2%
NITE Algos PSE LMT 1.0%
POST-ARCA PSE LMT 0.2%
ARCA PSE MKT 8.1%
NITE Algos PSE MKT 0.5%
NITE ALGO INTL XTSE LMT ######
                         
                         
                         
OPTIONS DATA                          
April - June 2015                          
                         
2015 - June
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW JUNE 201406 AMEX 0% 100% 0% 74% 26%
  JUNE 201406 BAT 0% 100% 0% 100% 0%
  JUNE 201406 BSE 0% 100% 0% 100% 0%
  JUNE 201406 BX 0% 100% 0% 100% 0%
  JUNE 201406 C 2 0% 100% 0% 100% 0%
JUNE 201406 CBOE 0% 100% 0% 70% 30%
JUNE 201406 GEMINI 0% 100% 0% 100% 0%
JUNE 201406 ISE 0% 100% 0% 61% 39%
JUNE 201406 MIAX 0% 100% 0% 100% 0%
JUNE 201406 NASD 0% 100% 0% 100% 0%
JUNE 201406 PCOAST 0% 100% 0% 100% 0%
JUNE 201406 PHILLY 0% 100% 0% 65% 35%
Total
2015 - May
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW MAY 201505 AMEX 0% 100% 0% 81% 19%
  MAY 201505 BAT 0% 100% 0% 100% 0%
  MAY 201505 BSE 0% 100% 0% 100% 0%
  MAY 201505 BX 0% 100% 0% 100% 0%
  MAY 201505 C 2 0% 100% 0% 100% 0%
MAY 201505 CBOE 0% 100% 0% 95% 5%
MAY 201505 GEMINI 0% 100% 0% 100% 0%
MAY 201505 ISE 0% 100% 0% 70% 30%
MAY 201505 MIAX 0% 100% 0% 100% 0%
MAY 201505 NASD 0% 100% 0% 100% 0%
MAY 201505 PSE 0% 100% 0% 59% 41%
MAY 201505 PHLX 0% 100% 0% 100% 0%
Total
2015 - April
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS
FBNW APRIL 201504 AMEX 0% 100% 1% 73% 26%
  APRIL 201504 BAT 0% 100% 0% 100% 100%
  APRIL 201504 BSE 0% 100% 0% 100% 100%
  APRIL 201504 BX 0% 100% 0% 100% 0%
  APRIL 201504 C 2 0% 100% 0% 100% 0%
APRIL 201504 CBOE 0% 100% 0% 98% 2%
APRIL 201504 GEMINI 0% 100% 0% 100% 0%
APRIL 201504 ISE 0% 100% 0% 74% 26%
APRIL 201504 MIAX 0% 100% 0% 100% 0%
APRIL 201504 NASD 0% 100% 0% 100% 0%
APRIL 201504 PSE 0% 100% 0% 100% 0%
APRIL 201504 PHLX 0% 100% 0% 78% 22%
             
   
Total
EQUITIES DATA
January - March 2015                    
                   
2015 - March                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA March 201503 AMEX 0 1 0 1                    
March 201503 NASDAQ 0 1 0.77 0.23                    
March 201503 NYSE 0 1 0.77 0.23                    
March 201503 OTC 0 1 0 1                    
CSFB2 March 201503 AMEX 0 1 0 1                    
March 201503 NASDAQ 0 1 0.74 0.26                    
March 201503 NYSE 0 1 0.8 0.2                    
March 201503 OTC 0 1 0.5 0.5                    
INET March 201503 AMEX 0 1 0 1                    
March 201503 NASDAQ 0 100% 0.25 0.75                    
March 201503 NYSE 0 0 0 0                    
March 201503 OTC 0 0 0 0                    
KNAL-CVRT March 201503 AMEX 0 0 0 0                    
March 201503 NASDAQ 0 1 0 1                    
March 201503 NYSE 0 1 0 1                    
March 201503 OTC 0 0 0 0                    
KNALGO-CAD March 201503 AMEX 0 1 1 0                    
March 201503 NASDAQ 0 0 0 0                    
March 201503 NYSE 0 0 0 0                    
March 201503 OTC 0 0 0 0                    
KNIT-FAN March 201503 AMEX 0 0 0 0                    
March 201503 NASDAQ 0 0 0 0                    
March 201503 NYSE 0 0 0 0                    
March 201503 OTC 0 1 1 0                    
KNITALGO2 March 201503 AMEX 0 1 0.38 0.62                    
March 201503 NASDAQ 0 1 0.8 0.2                    
March 201503 NYSE 0 1 0.77 0.23                    
March 201503 OTC 0 1 0.5 0.5                    
NYSE March 201503 AMEX 0 1 0 1                    
March 201503 NASDAQ 0 0 0 0                    
March 201503 NYSE 0 1 0.73 0.27                    
March 201503 OTC 0 1 0 1                    
Total                    
                   
                   
2015 - February                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA February 201502 AMEX 0 1 1 0                    
February 201502 NASDAQ 0 1 0.81 0.19                    
February 201502 NYSE 0 1 0.8 0.2                    
February 201502 OTC 0 1 0 1                    
CSFB2 February 201502 AMEX 0 1 1 0                    
February 201502 NASDAQ 0 1 0.74 0.26                    
February 201502 NYSE 0 1 0.83 0.17                    
February 201502 OTC 0 1 0 1                    
INET February 201502 AMEX 0 0 0 0                    
February 201502 NASDAQ 0 1 0.5 0.5                    
February 201502 NYSE 0 0 0 0                    
February 201502 OTC 0 0 0 0                    
KNAL-CVRT February 201502 AMEX 0 0 0 0                    
February 201502 NASDAQ 0 1 0 1                    
February 201502 NYSE 0 1 0 1                    
February 201502 OTC 0 0 0 0                    
KNALGO-CAD February 201502 AMEX 0 0 0 0                    
February 201502 NASDAQ 0 0 0 0                    
February 201502 NYSE 0 1 0 1                    
February 201502 OTC 0 0 0 0                    
KNITALGO2 February 201502 AMEX 0 1 1 0                    
February 201502 NASDAQ 0 1 0.79 0.21                    
February 201502 NYSE 0 1 0.86 0.14                    
February 201502 OTC 0 1 0.4 0.6                    
NYSE February 201502 AMEX 0 0 0 0                    
February 201502 NASDAQ 0 1 0.5 0.5                    
February 201502 NYSE 0 1 0.77 0.23                    
February 201502 OTC 0 0 0 0                    
Total                    
                   
                   
2015 - February                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA January 201501 AMEX 0 1 0.83 0.17                    
January 201501 NASDAQ 0 1 0.82 0.18                    
January 201501 NYSE 0 1 0.89 0.11
January 201501 OTC 0 1 0 1
CSFB2 January 201501 AMEX 0 1 0.72 0.28
January 201501 NASDAQ 0 1 0.79 0.21
January 201501 NYSE 0 1 0.91 0.09
January 201501 OTC 0 1 0.33 0.67
INET January 201501 AMEX 0 0 0 0
January 201501 NASDAQ 0 1 0.6 0.4
January 201501 NYSE 0 1 1 0
January 201501 OTC 0 0 0 0
KNAL-CVRT January 201501 AMEX 0 0 0 0
January 201501 NASDAQ 0 1 0 1
January 201501 NYSE 0 1 0 1
January 201501 OTC 0 0 0 0
KNITALGO2 January 201501 AMEX 0 1 0.86 0.14
January 201501 NASDAQ 0 1 0.78 0.22
January 201501 NYSE 0 1 0.9 0.1
January 201501 OTC 0 1 0.33 0.67
NYSE January 201501 AMEX 0 1 0 1
January 201501 NASDAQ 0 0 0 0
January 201501 NYSE 0 1 0.75 0.25
January 201501 OTC 0 1 0 1
Total
OPTIONS DATA
January - March 2015
2015 - March                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW MARCH 201503 AMEX 0% 100% 0% 85% 15%                  
  MARCH 201503 BAT 0% 100% 0% 100% 0%                  
  MARCH 201503 BSE 0% 100% 0% 100% 0%                  
  MARCH 201503 BX 0% 100% 0% 100% 0%                  
  MARCH 201503 C 2 0% 100% 0% 100% 0%                  
MARCH 201503 CBOE 0% 100% 0% 81% 19%                  
MARCH 201503 GEMINI 0% 100% 0% 100% 0%                  
MARCH 201503 ISE 0% 100% 0% 71% 29%                  
MARCH 201503 MIAX 0% 100% 0% 100% 0%                  
MARCH 201503 NASD 0% 100% 0% 100% 0%                  
MARCH 201503 PCOAST 0% 100% 0% 94% 6%                  
MARCH 201503 PHILLY 0% 100% 0% 63% 37%                  
MARCH 201503 TEMINI #DIV/0! #DIV/0! #DIV/0! #DIV/0! #DIV/0!                  
#DIV/0!                  
                 
Total                      
                 
                 
2015 - February                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW FEB 201502 AMEX 0% 100% 0% 57% 43%                  
  FEB 201502 BATS 0% 100% 0% 100% 0%                  
  FEB 201502 BSE 0% 100% 0% 100% 0%                  
  FEB 201502 BX 0% 100% 0% 100% 0%                  
  FEB 201502 C 2 0% 100% 0% 100% 0%                  
FEB 201502 CBOE 0% 100% 0% 100% 0%                  
FEB 201502 GEMINI 0% 100% 0% 100% 0%                  
FEB 201502 ISE 0% 100% 34% 66% 0%                  
FEB 201502 MIAX 0% 100% 0% 100% 0%                  
FEB 201502 NASD 0% 100% 0% 100% 0%                  
FEB 201502 PHLX 0% 100% 0% 65% 35%                  
FEB 201502 PSE 0% 100% 0% 100% 0%                  
                               
                     
Total                      
                 
                 
2015 - January                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW JAN 2015001 AMEX 0% 100% 0% 74% 26%                  
  JAN 2015001 BAT 0% 100% 0% 87% 13%                  
  JAN 2015001 BSE 0% 100% 0% 80% 20%                  
  JAN 2015001 BX 0% 100% 0% 83% 17%                  
  JAN 2015001 C 2 0% 100% 0% 81% 19%                  
JAN 2015001 CBOE 0% 100% 0% 83% 17%                  
JAN 2015001 GEMINI 0% 100% 0% 83% 17%                  
JAN 2015001 ISE 0% 100% 0% 74% 26%                  
JAN 2015001 MIAX 0% 100% 0% 86% 14%                  
JAN 2015001 NASD 0% 100% 0% 84% 16%                  
JAN 2015001 PHLX 0% 100% 0% 70% 30%                  
JAN 2015001 PSE 0% 100% 0% 83% 17%                  
                 
                 
Total                      
EQUITIES DATA                  
October - December 2014                  
                 
2014 - December                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA December 201412 AMEX 0 1 0.8 0.2                    
December 201412 NASDAQ 0 1 0.77 0.23                    
December 201412 NYSE 0 1 0.87 0.13                    
December 201412 OTC 0 0 0 0                    
CSFB2 December 201412 AMEX 0 1 0.72 0.28                    
December 201412 NASDAQ 0 1 0.6 0.4                    
December 201412 NYSE 0 1 0.94 0.06                    
December 201412 OTC 0 1 1 0                    
INET December 201412 AMEX 0 0 0 0                    
December 201412 NASDAQ 0 1 0.5 0.5                    
December 201412 NYSE 0 1 0.5 0.5                    
December 201412 OTC 0 0 0 0                    
KNAL-CVRT December 201412 AMEX 0 0 0 0                    
December 201412 NASDAQ 0 1 0 1                    
December 201412 NYSE 0 1 0 1                    
December 201412 OTC 0 0 0 0                    
KNITALGO2 December 201412 AMEX 0 1 0.67 0.33                    
December 201412 NASDAQ 0 1 0.75 0.25                    
December 201412 NYSE 0 1 0.89 0.11                    
December 201412 OTC 0 0 0 0                    
NYSE December 201412 AMEX 0 1 0 1                    
December 201412 NASDAQ 0 0 0 0                    
December 201412 NYSE 0 1 0.91 0.09                    
December 201412 OTC 0 0 0 0                    
Total                    
                   
                   
                   
2014 - November                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA November 201411 AMEX 0 1 0.86 0.14                    
November 201411 NASDAQ 0 1 0.78 0.22                    
November 201411 NYSE 0 1 0.92 0.08                    
November 201411 OTC 0 1 0 1                    
CSFB2 November 201411 AMEX 0 1 1 0                    
November 201411 NASDAQ 0 1 0.83 0.17                    
November 201411 NYSE 0 1 0.92 0.08                    
November 201411 OTC 0 1 1 0                    
INET November 201411 AMEX 0 0 0 0                    
November 201411 NASDAQ 0 1 0.67 0.33                    
November 201411 NYSE 0 1 1 0                    
November 201411 OTC 0 0 0 0                    
KNAL-CVRT November 201411 AMEX 0 0 0 0                    
November 201411 NASDAQ 0 1 0 1                    
November 201411 NYSE 0 1 0 1                    
November 201411 OTC 0 0 0 0                    
KNITALGO2 November 201411 AMEX 0 1 1 0                    
November 201411 NASDAQ 0 1 0.81 0.19                    
November 201411 NYSE 0 1 0.93 0.07                    
November 201411 OTC 0 1 1 0                    
NYSE November 201411 AMEX 0 1 1 0                    
November 201411 NASDAQ 0 0 0 0                    
November 201411 NYSE 0 1 0.33 0.67                    
November 201411 OTC 0 0 0 0                    
Total                    
                   
                   
2014 - October                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA October 201410 AMEX 0 1 1 0                    
October 201410 NASDAQ 0 1 0.8 0.2                    
October 201410 NYSE 0 1 0.91 0.09                    
October 201410 OTC 0 0 0 0                    
CSFB2 October 201410 AMEX 0 1 1 0                    
October 201410 NASDAQ 0 1 0.84 0.16                    
October 201410 NYSE 0 1 0.94 0.06                    
October 201410 OTC 0 1 1 0                    
INET October 201410 AMEX 0 0 0 0                    
October 201410 NASDAQ 0 1 0.33 0.67                    
October 201410 NYSE 0 0 0 0                    
October 201410 OTC 0 0 0 0                    
KNAL-CVRT October 201410 AMEX 0 0 0 0                    
October 201410 NASDAQ 0 1 0 1                    
October 201410 NYSE 0 1 0 1                    
October 201410 OTC 0 0 0 0                    
KNALGO-CAD October 201410 AMEX 0 1 1 0                    
October 201410 NASDAQ 0 0 0 0                    
October 201410 NYSE 0 1 1 0                    
October 201410 OTC 0 0 0 0                    
KNIT-FAN October 201410 AMEX 0 0 0 0                    
October 201410 NASDAQ 0 0 0 0                    
October 201410 NYSE 0 1 1 0                    
October 201410 OTC 0 0 0 0                    
KNITALGO2 October 201410 AMEX 0 1 1 0                    
October 201410 NASDAQ 0 1 0.65 0.35                    
October 201410 NYSE 0 1 0.89 0.11                    
October 201410 OTC 0 1 0.5 0.5                    
NYSE October 201410 AMEX 0 0 0 0                    
October 201410 NASDAQ 0 0 0 0                    
October 201410 NYSE 0 1 0.75 0.25                    
October 201410 OTC 0 0 0 0                    
Total                    
                   
                   
                   
                   
OPTIONS DATA                    
October - December 2014                    
                   
2014 - December                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW DEC 201412 AMEX 0% 100% 0% 73% 27%                  
  DEC 201412 BAT 0% 100% 0% 100% 0%                  
  DEC 201412 BSE 0% 100% 0% 92% 8%                  
  DEC 201412 BX 0% 100% 0% 100% 0%                  
  DEC 201412 C 2 0% 100% 0% 94% 6%                  
DEC 201412 CBOE 0% 100% 0% 94% 6%                  
DEC 201412 GEMINI 0% 100% 0% 100% 0%                  
DEC 201412 ISE 0% 100% 0% 84% 16%                  
DEC 201412 MIAX 0% 100% 0% 100% 0%                  
DEC 201412 NASD 0% 100% 0% 100% 0%                  
DEC 201412 PCOAST 0% 100% 0% 93% 7%                  
DEC 201412 PHILLY 0% 100% 0% 45% 55%                  
DEC 201412 TEMINI 0% 100% 0% 100% 0%                  
                 
                 
Total                      
                 
                 
2014 - August                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW AUGUST 201408 AMEX 0% 100% 0% 56% 44%                  
  AUGUST 201408 BAT 0% 100% 0% 100% 0%                  
  AUGUST 201408 BSE 0% 100% 0% 100% 0%                  
  AUGUST 201408 BX 0% 100% 0% 100% 0%                  
  AUGUST 201408 C 2 0% 100% 0% 94% 6%                  
AUGUST 201408 CBOE 0% 100% 0% 89% 11%                  
AUGUST 201408 GEMINI 0% 100% 0% 100% 0%                  
AUGUST 201408 ISE 0% 100% 0% 77% 23%                  
AUGUST 201408 MIAX 0% 100% 0% 100% 0%                  
AUGUST 201408 NASD 0% 100% 0% 100% 0%                  
AUGUST 201408 PHLX 0% 100% 0% 58% 42%                  
AUGUST 201408 PSE 0% 100% 0% 96% 4%                  
                               
                     
Total                      
                 
                 
2014 - October                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW oct 2014010 AMEX 0% 100% 0% 80% 20%                  
  oct 2014010 BAT 0% 100% 0% 100% 0%                  
  oct 2014010 BSE 0% 100% 0% 92% 8%                  
  oct 2014010 BX 0% 100% 0% 100% 0%                  
  oct 2014010 C 2 0% 100% 0% 83% 17%                  
oct 2014010 CBOE 0% 100% 0% 89% 11%                  
oct 2014010 GEMINI 0% 100% 0% 100% 0%                  
oct 2014010 ISE 0% 100% 0% 86% 14%                  
oct 2014010 MIAX 0% 100% 0% 100% 0%                  
oct 2014010 NASD 0% 100% 0% 100% 0%                  
oct 2014010 PHLX 0% 100% 0% 77% 23%                  
oct 2014010 PSE 0% 100% 0% 89% 11%                  
                 
                 
Total                      
                       
                       
                       
EQUITIES DATA                  
July - September 2014                  
                 
2014 - September                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA September 201409 AMEX 0 1 0.69 0.31                    
September 201409 NASDAQ 0 1 0.84 0.16                    
September 201409 NYSE 0 1 0.91 0.09                    
September 201409 OTC 0 0 0 0                    
CSFB2 September 201409 AMEX 0 1 1 0                    
September 201409 NASDAQ 0 1 0.77 0.23                    
September 201409 NYSE 0 1 0.9 0.1                    
September 201409 OTC 0 0 0 0                    
INET September 201409 AMEX 0 0 0 0                    
September 201409 NASDAQ 0 1 0.33 0.67                    
September 201409 NYSE 0 1 1 0                    
September 201409 OTC 0 0 0 0                    
KNAL-CVRT September 201409 AMEX 0 0 0 0                    
September 201409 NASDAQ 0 1 0 1                    
September 201409 NYSE 0 1 0 1                    
September 201409 OTC 0 0 0 0                    
KNITALGO2 September 201409 AMEX 0 1 0.64 0.36                    
September 201409 NASDAQ 0 1 0.78 0.22                    
September 201409 NYSE 0 1 0.83 0.17                    
September 201409 OTC 0 1 0.89 0.11                    
NYSE September 201409 AMEX 0 1 1 0                    
September 201409 NASDAQ 0 0 0 0                    
September 201409 NYSE 0 1 0.29 0.71                    
September 201409 OTC 0 0 0 0                    
Total                    
                   
                   
                   
2014 - August                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA August 201408 AMEX 0 1 1 0                    
August 201408 NASDAQ 0 1 0.87 0.13                    
August 201408 NYSE 0 1 0.85 0.15                    
August 201408 OTC 0 0 0 0                    
CSFB2 August 201408 AMEX 0 1 1 0                    
August 201408 NASDAQ 0 1 0.97 0.03                    
August 201408 NYSE 0 1 0.81 0.19                    
August 201408 OTC 0 0 0 0                    
INET August 201408 AMEX 0 0 0 0                    
August 201408 NASDAQ 0 1 0.8 0.2                    
August 201408 NYSE 0 1 0 1                    
August 201408 OTC 0 0 0 0                    
KNAL-CVRT August 201408 AMEX 0 0 0 0                    
August 201408 NASDAQ 0 1 0 1                    
August 201408 NYSE 0 1 0 1                    
August 201408 OTC 0 0 0 0                    
KNIT-FAN August 201408 AMEX 0 0 0 0                    
August 201408 NASDAQ 0 0 0 0                    
August 201408 NYSE 0 1 0 1                    
August 201408 OTC 0 0 0 0                    
KNITALGO2 August 201408 AMEX 0 1 1 0                    
August 201408 NASDAQ 0 1 0.87 0.13                    
August 201408 NYSE 0 1 0.83 0.17                    
August 201408 OTC 0 1 1 0                    
NYSE August 201408 AMEX 0 0 0 0                    
August 201408 NASDAQ 0 0 0 0                    
August 201408 NYSE 0 1 0.67 0.33                    
August 201408 OTC 0 0 0 0                    
Total                    
                   
2014 - July                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA July 201407 AMEX 0 1 1 0                    
July 201407 NASDAQ 0 1 0.82 0.18                    
July 201407 NYSE 0 1 0.96 0.04                    
July 201407 OTC 0 0 0 0                    
CSFB-PAIR July 201407 AMEX 0 0 0 0                    
July 201407 NASDAQ 0 1 1 0                    
July 201407 NYSE 0 1 1 0                    
July 201407 OTC 0 0 0 0                    
CSFB2 July 201407 AMEX 0 0 0 0                    
July 201407 NASDAQ 0 1 1 0                    
July 201407 NYSE 0 1 1 0                    
July 201407 OTC 0 0 0 0                    
INET July 201407 AMEX 0 1 1 0                    
July 201407 NASDAQ 0 1 0.89 0.11                    
July 201407 NYSE 0 0 0 0                    
July 201407 OTC 0 0 0 0                    
KNAL-CVRT July 201407 AMEX 0 0 0 0                    
July 201407 NASDAQ 0 1 0 1                    
July 201407 NYSE 0 1 0 1                    
July 201407 OTC 0 0 0 0                    
KNITALGO2 July 201407 AMEX 0 1 1 0                    
July 201407 NASDAQ 0 1 0.86 0.14                    
July 201407 NYSE 0 1 0.93 0.07                    
July 201407 OTC 0 1 1 0                    
NYSE July 201407 AMEX 0 0 0 0                    
July 201407 NASDAQ 0 0 0 0                    
July 201407 NYSE 0 1 1 0                    
July 201407 OTC 0 0 0 0                    
Total                    
                   
                   
                   
OPTIONS DATA                    
July - September 2014                    
                   
2014 - September                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW SEPT 201409 AMEX 0% 100% 0% 79% 22%                  
  SEPT 201409 BAT 0% 100% 0% 98% 2%                  
  SEPT 201409 BSE 0% 100% 0% 111% 11%                  
  SEPT 201409 BX 0% 100% 0% 99% 1%                  
  SEPT 201409 C 2 0% 100% 0% 83% 17%                  
SEPT 201409 CBOE 0% 100% 0% 82% 18%                  
SEPT 201409 GEMINI 0% 100% 0% 100% 0%                  
SEPT 201409 ISE 0% 100% 0% 90% 10%                  
SEPT 201409 MIAX 0% 100% 0% 100% 0%                  
SEPT 201409 NASD 0% 100% 0% 97% 3%                  
SEPT 201409 PCOAST 0% 100% 1% 64% 35%                  
SEPT 201409 PHILLY 0% 100% 0% 92% 8%                  
                 
                 
Total                      
                 
                 
2014 - August                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW AUGUST 201408 AMEX 0% 100% 0% 90% 10%                  
  AUGUST 201408 BAT 0% 100% 0% 98% 2%                  
  AUGUST 201408 BSE 0% 100% 0% 86% 14%                  
  AUGUST 201408 BX 0% 100% 3% 99% 1%                  
  AUGUST 201408 C 2 0% 100% 0% 72% 28%                  
AUGUST 201408 CBOE 0% 100% 0% 87% 13%                  
AUGUST 201408 GEMINI 0% 100% 0% 99% 1%                  
AUGUST 201408 ISE 0% 100% 0% 83% 17%                  
AUGUST 201408 MIAX 0% 100% 0% 99% 1%                  
AUGUST 201408 NASD 0% 100% 0% 98% 2%                  
AUGUST 201408 PHLX 0% 100% 0% 66% 34%                  
AUGUST 201408 PSE 0% 100% 0% 86% 14%                  
                               
                     
Total                      
                 
2014 - July                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW JULY 201407 AMEX 0% 100% 0% 89% 11%                  
  JULY 201407 BAT 0% 100% 0% 99% 1%                  
  JULY 201407 BSE 0% 100% 0% 96% 4%                  
  JULY 201407 BX 0% 100% 0% 100% 0%                  
  JULY 201407 C 2 0% 100% 0% 88% 12%                  
JULY 201407 CBOE 0% 100% 0% 73% 27%                  
JULY 201407 GEMINI 0% 100% 0% 100% 0%                  
JULY 201407 ISE 0% 100% 0% 96% 4%                  
JULY 201407 MIAX 0% 100% 0% 100% 0%                  
JULY 201407 NASD 0% 100% 0% 98% 2%                  
JULY 201407 PHLX 0% 100% 0% 69% 32%                  
JULY 201407 PSE 0% 100% 0% 96% 4%                  
                 
                 
Total                      
                 
EQUITIES DATA                  
April - June 2014                  
                 
2014 - June                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA June 201406 AMEX 0 1 1 0                    
June 201406 NASDAQ 0 1 0.76 0.24                    
June 201406 NYSE 0 1 0.94 0.06                    
June 201406 OTC 0 0 0 0                    
CSFB-PAIR June 201406 AMEX 0 0 0 0                    
June 201406 NASDAQ 0 1 1 0                    
June 201406 NYSE 0 0 0 0                    
June 201406 OTC 0 0 0 0                    
CSFB2 June 201406 AMEX 0 0 0 0                    
June 201406 NASDAQ 0 1 0.84 0.16                    
June 201406 NYSE 0 1 0.95 0.05                    
June 201406 OTC 0 0 0 0                    
INET June 201406 AMEX 0 0 0 0                    
June 201406 NASDAQ 0 1 0.89 0.11                    
June 201406 NYSE 0 0 0 0                    
June 201406 OTC 0 0 0 0                    
KNAL-CVRT June 201406 AMEX 0 0 0 0                    
June 201406 NASDAQ 0 1 0 1                    
June 201406 NYSE 0 1 0 1                    
June 201406 OTC 0 0 0 0                    
KNITALGO2 June 201406 AMEX 0 1 1 0                    
June 201406 NASDAQ 0 1 0.81 0.19                    
June 201406 NYSE 0 1 0.88 0.12                    
June 201406 OTC 0 1 1 0                    
NYSE June 201406 AMEX 0 0 0 0                    
June 201406 NASDAQ 0 0 0 0                    
June 201406 NYSE 0 1 0.78 0.22                    
June 201406 OTC 0 0 0 0                    
Total                    
                   
2014 - May                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA May 201405 AMEX 0 1 1 0                    
May 201405 NASDAQ 0 1 0.74 0.26                    
May 201405 NYSE 0 1 0.89 0.11                    
May 201405 OTC 0 0 0 0                    
CSFB2 May 201405 AMEX 0 1 1 0                    
May 201405 NASDAQ 0 1 0.78 0.22                    
May 201405 NYSE 0 1 0.91 0.09                    
May 201405 OTC 0 1 1 0                    
INET May 201405 AMEX 0 0 0 0                    
May 201405 NASDAQ 0 1 1 0                    
May 201405 NYSE 0 0 0 0                    
May 201405 OTC 0 0 0 0                    
KNAL-CVRT May 201405 AMEX 0 0 0 0                    
May 201405 NASDAQ 0 1 0 1                    
May 201405 NYSE 0 1 0 1                    
May 201405 OTC 0 0 0 0                    
KNITALGO2 May 201405 AMEX 0 1 1 0                    
May 201405 NASDAQ 0 1 0.74 0.26                    
May 201405 NYSE 0 1 0.78 0.22                    
May 201405 OTC 0 1 0.67 0.33                    
NYSE May 201405 AMEX 0 0 0 0                    
May 201405 NASDAQ 0 0 0 0                    
May 201405 NYSE 0 1 0.78 0.22                    
May 201405 OTC 0 0 0 0                    
Total                    
                   
2014 - April                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA April 201404 NASDAQ 0 1 0.69 0.31                    
April 201404 NYSE 0 1 0.79 0.21                    
April 201404 OTC 0 0 0 0                    
April 201404 AMEX 0 0 0 0                    
CSFB-PAIR April 201404 NASDAQ 0 1 1 0                    
April 201404 NYSE 0 0 0 0                    
April 201404 OTC 0 0 0 0                    
April 201404 AMEX 0 0 0 0                    
CSFB2 April 201404 NASDAQ 0 1 0.97 0.03                    
April 201404 NYSE 0 1 0.84 0.16                    
April 201404 OTC 0 1 0 1                    
April 201404 AMEX 0 0 0 0                    
INET April 201404 NASDAQ 0 1 1 0                    
April 201404 NYSE 0 0 0 0                    
April 201404 OTC 0 0 0 0                    
April 201404 AMEX 0 0 0 0                    
KNAL-CVRT April 201404 NASDAQ 0 1 0 1                    
April 201404 NYSE 0 1 0 1                    
April 201404 OTC 0 0 0 0                    
April 201404 AMEX 0 1 0 1                    
KNITALGO2 April 201404 NASDAQ 0 1 0.88 0.12                    
April 201404 NYSE 0 1 0.92 0.08                    
April 201404 OTC 0 1 0.86 0.14                    
April 201404 AMEX 0 0 0 0                    
NYSE April 201404 NASDAQ 0 0 0 0                    
April 201404 NYSE 0 1 0.83 0.17                    
April 201404 OTC 0 0 0 0                    
April 201404 AMEX 0 0 0 0                    
                   
OPTIONS DATA                    
April - June 2014                    
                   
2014 - June                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW JUNE 201406 AMEX 0% 100% 0% 84% 16%                  
  JUNE 201406 BAT 0% 100% 0% 100% 0%                  
  JUNE 201406 BSE 0% 100% 0% 87% 13%                  
  JUNE 201406 BX 0% 100% 0% 100% 0%                  
  JUNE 201406 C 2 0% 100% 0% 78% 23%                  
JUNE 201406 CBOE 0% 100% 3% 79% 18%                  
JUNE 201406 GEMINI 0% 100% 0% 100% 0%                  
JUNE 201406 ISE 0% 100% 0% 79% 21%                  
JUNE 201406 MIAX 0% 100% 0% 100% 0%                  
JUNE 201406 NASD 0% 100% 0% 100% 0%                  
JUNE 201406 PCOAST 0% 100% 0% 83% 17%                  
JUNE 201406 PHILLY 0% 100% 0% 59% 41%                  
                 
Total                      
                 
2014 - May                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW MAY 201405 AMEX 0% 100% 1% 86% 14%                  
  MAY 201405 BAT 0% 100% 0% 89% 11%                  
  MAY 201405 BSE 0% 100% 0% 86% 14%                  
  MAY 201405 BX 0% 100% 0% 87% 13%                  
  MAY 201405 C 2 0% 100% 0% 79% 21%                  
MAY 201405 CBOE 0% 100% 0% 80% 20%                  
MAY 201405 GEMINI 0% 100% 0% 84% 16%                  
MAY 201405 ISE 0% 100% 0% 76% 24%                  
MAY 201405 MIAX 0% 100% 0% 87% 13%                  
MAY 201405 NASD 0% 100% 0% 89% 11%                  
MAY 201405 PCOAST 0% 100% 0% 85% 15%                  
MAY 201405 PHILLY 0% 100% 0% 68% 32%                  
                 
                 
Total                      
                 
2014 - April                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW APRIL 201404 AMEX 0% 100% 2% 89% 9%                  
  APRIL 201404 BAT 0% 100% 0% 99% 1%                  
  APRIL 201404 BSE 0% 100% 0% 87% 13%                  
  APRIL 201404 BX 0% 100% 0% 100% 0%                  
  APRIL 201404 C 2 0% 100% 0% 92% 8%                  
APRIL 201404 CBOE 0% 100% 0% 85% 15%                  
APRIL 201404 GEMINI 0% 100% 0% 177% 0%                  
APRIL 201404 ISE 0% 100% 0% 91% 9%                  
APRIL 201404 MIAX 0% 100% 0% 99% 1%                  
APRIL 201404 NASD 0% 100% 0% 99% 1%                  
APRIL 201404 PCOAST 0% 100% 0% 91% 9%                  
APRIL 201404 PHILLY 0% 100% 0% 74% 26%                  
                               
                     
Total                      
                 
                 
                   
EQUITIES DATA                    
January - March 2014                    
                   
2014 - March                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA March 201403 AMEX 0 1 0.92 0.08                    
March 201403 NASDAQ 0 1 0.79 0.21                    
March 201403 NYSE 0 1 0.91 0.09                    
March 201403 OTC 0 0 0 0                    
CSFB-PAIR March 201403 AMEX 0 0 0 0                    
March 201403 NASDAQ 0 1 1 0                    
March 201403 NYSE 0 1 1 0                    
March 201403 OTC 0 0 0 0                    
CSFB2 March 201403 AMEX 0 1 1 0                    
March 201403 NASDAQ 0 1 1 0                    
March 201403 NYSE 0 1 1 0                    
March 201403 OTC 0 1 0 1                    
INET March 201403 AMEX 0 0 0 0                    
March 201403 NASDAQ 0 1 1 0                    
March 201403 NYSE 0 0 0 0                    
March 201403 OTC 0 0 0 0                    
KNAL-CVRT March 201403 AMEX 0 0 0 0                    
March 201403 NASDAQ 0 1 0 1                    
March 201403 NYSE 0 1 0 1                    
March 201403 OTC 0 0 0 0                    
KNALGO-CAD March 201403 AMEX 0 1 0 1                    
March 201403 NASDAQ 0 0 0 0                    
March 201403 NYSE 0 0 0 0                    
March 201403 OTC 0 0 0 0                    
KNITALGO2 March 201403 AMEX 0 1 0.86 0.14                    
March 201403 NASDAQ 0 1 0.86 0.14                    
March 201403 NYSE 0 1 0.8 0.2                    
March 201403 OTC 0 1 0.8 0.2                    
NYSE March 201403 AMEX 0 0 0 0                    
March 201403 NASDAQ 0 0 0 0                    
March 201403 NYSE 0 1 0.77 0.23                    
March 201403 OTC 0 0 0 0                    
Total                    
                   
2014 - February                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA February 201402 AMEX 0 1 0.5 0.5                    
February 201402 NASDAQ 0 1 0.57 0.43                    
February 201402 NYSE 0 1 0.72 0.28                    
February 201402 OTC 0 0 0 0                    
CSFB-PAIR February 201402 AMEX 0 0 0 0                    
February 201402 NASDAQ 0 1 1 0                    
February 201402 NYSE 0 0 0 0                    
February 201402 OTC 0 0 0 0                    
CSFB2 February 201402 AMEX 0 1 0.11 0.89                    
February 201402 NASDAQ 0 1 0.83 0.17                    
February 201402 NYSE 0 1 0.39 0.61                    
February 201402 OTC 0 1 1 0                    
INET February 201402 AMEX 0 0 0 0                    
February 201402 NASDAQ 0 1 0.33 0.67                    
February 201402 NYSE 0 0 0 0                    
February 201402 OTC 0 0 0 0                    
KNAL-CVRT February 201402 AMEX 0 0 0 0                    
February 201402 NASDAQ 0 1 0 1                    
February 201402 NYSE 0 1 0 1                    
February 201402 OTC 0 0 0 0                    
KNALGO-CAD February 201402 AMEX 0 1 1 0                    
February 201402 NASDAQ 0 0 0 0                    
February 201402 NYSE 0 1 1 0                    
February 201402 OTC 0 0 0 0                    
KNITALGO2 February 201402 AMEX 0 1 0.25 0.75                    
February 201402 NASDAQ 0 1 0.75 0.25                    
February 201402 NYSE 0 1 0.71 0.29                    
February 201402 OTC 0 1 0.89 0.11                    
NYSE February 201402 AMEX 0 0 0 0                    
February 201402 NASDAQ 0 0 0 0                    
February 201402 NYSE 0 1 0.89 0.11                    
February 201402 OTC 0 0 0 0                    
Total                    
                   
2014 - January                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS                    
ARCA January 201401 AMEX 0 1 1 0                    
January 201401 NASDAQ 0 1 0.67 0.33                    
January 201401 NYSE 0 1 0.81 0.19                    
January 201401 OTC 0 0 0 0                    
CSFB-PAIR January 201401 AMEX 0 0 0 0                    
January 201401 NASDAQ 0 0 0 0                    
January 201401 NYSE 0 1 1 0                    
January 201401 OTC 0 0 0 0                    
CSFB2 January 201401 AMEX 0 1 1 0                    
January 201401 NASDAQ 0 1 0.84 0.16                    
January 201401 NYSE 0 1 0.67 0.33                    
January 201401 OTC 0 0 0 0                    
INET January 201401 AMEX 0 0 0 0                    
January 201401 NASDAQ 0 1 1 0                    
January 201401 NYSE 0 0 0 0                    
January 201401 OTC 0 0 0 0                    
KNAL-CVRT January 201401 AMEX 0 0 0 0                    
January 201401 NASDAQ 0 1 0 1                    
January 201401 NYSE 0 1 0 1                    
January 201401 OTC 0 0 0 0                    
KNIT-FAN January 201401 AMEX 0 1 1 0                    
January 201401 NASDAQ 0 0 0 0                    
January 201401 NYSE 0 0 0 0                    
January 201401 OTC 0 0 0 0                    
KNITALGO2 January 201401 AMEX 0 1 1 0                    
January 201401 NASDAQ 0 1 0.77 0.23                    
January 201401 NYSE 0 1 0.84 0.16                    
January 201401 OTC 0 1 0.8 0.2                    
NYSE January 201401 AMEX 0 1 1 0                    
January 201401 NASDAQ 0 0 0 0                    
January 201401 NYSE 0 1 0.57 0.43                    
January 201401 OTC 0 0 0 0                    
Total                    
                   
                   
OPTIONS DATA                    
January - March 2014                    
                   
2014 - March                    
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW MARCH 201403 AMEX 0% 100% 4% 69% 30%                  
  MARCH 201403 BAT 0% 100% 13% 67% 22%                  
  MARCH 201403 BSE 0% 100% 15% 57% 30%                  
  MARCH 201403 BX 0% 100% 13% 58% 32%                  
  MARCH 201403 C 2 0% 100% 14% 32% 55%                  
MARCH 201403 CBOE 0% 100% 6% 60% 34%                  
MARCH 201403 GEMINI 0% 100% 14% 71% 14%                  
MARCH 201403 ISE 0% 100% 10% 47% 44%                  
MARCH 201403 MIAX 0% 100% 13% 73% 15%                  
MARCH 201403 NASD 0% 100% 9% 75% 18%                  
MARCH 201403 PCOAST 0% 100% 8% 57% 35%                  
MARCH 201403 PHILLY 0% 100% 4% 54% 40%                  
                               
                     
Total                      
                 
2014 - February                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW FEBRUARY 201411 AMEX 0% 100% 8% 60% 32%                  
  FEBRUARY 201411 BAT 0% 100% 32% 57% 11%                  
  FEBRUARY 201411 BSE 0% 100% 31% 46% 23%                  
  FEBRUARY 201411 BX 0% 100% 44% 48% 8%                  
  FEBRUARY 201411 C 2 0% 100% 17% 43% 39%                  
FEBRUARY 201411 CBOE 0% 100% 15% 48% 38%                  
FEBRUARY 201411 ISE 0% 100% 27% 45% 28%                  
FEBRUARY 201411 MIAX 0% 100% 33% 60% 6%                  
FEBRUARY 201411 NASD 0% 100% 28% 53% 17%                  
FEBRUARY 201411 PHILLY 0% 100% 13% 50% 39%                  
FEBRUARY 201411 PCOAST 0% 100% 25% 42% 34%                  
FEBRUARY 201411 GEMINI 0% 100% 19% 65% 16%                  
                 
Total                      
                 
2014 - January                  
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS                  
FBNW JAN 201401 AMEX 0% 100% 13% 57% 30%                  
  JAN 201401 BAT 0% 100% 24% 48% 29%                  
  JAN 201401 BSE 0% 100% 20% 35% 45%                  
  JAN 201401 BX 0% 100% 32% 41% 27%                  
  JAN 201401 C 2 0% 100% 19% 34% 47%                  
JAN 201401 CBOE 0% 100% 9% 50% 42%                  
JAN 201401 GEMINI 0% 100% 23% 42% 35%                  
JAN 201401 ISE 0% 100% 17% 46% 37%                  
JAN 201401 MIAX 0% 100% 17% 54% 29%                  
JAN 201401 NASD 0% 100% 26% 40% 33%                  
JAN 201401 PCOAST 17% 83% 20% 34% 29%                  
JAN 201401 PHILLY 0% 100% 10% 46% 43%                  
                 
                 
Total                      
EQUITIES DATA        
October - December 2013        
       
2013 - December        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA December 201312 AMEX 0 1 0.73 0.27        
December 201312 NASDAQ 0 1 0.63 0.37        
December 201312 NYSE 0 1 0.72 0.28        
December 201312 OTC 0 0 0 0        
CSFB2 December 201312 AMEX 0 1 0.5 0.5        
December 201312 NASDAQ 0 1 0.64 0.36        
December 201312 NYSE 0 1 0.88 0.12        
December 201312 OTC 0 1 1 0        
INET December 201312 AMEX 0 0 0 0        
December 201312 NASDAQ 0 1 1 0        
December 201312 NYSE 0 0 0 0        
December 201312 OTC 0 0 0 0        
KNAL-CVRT December 201312 AMEX 0 0 0 0        
December 201312 NASDAQ 0 1 0 1        
December 201312 NYSE 0 1 0 1        
December 201312 OTC 0 0 0 0        
KNIT-FAN December 201312 AMEX 0 0 0 0        
December 201312 NASDAQ 0 0 0 0        
December 201312 NYSE 0 1 1 0        
December 201312 OTC 0 0 0 0        
KNITALGO2 December 201312 AMEX 0 1 0.7 0.3        
December 201312 NASDAQ 0 1 0.71 0.29        
December 201312 NYSE 0 1 0.85 0.15        
December 201312 OTC 0 1 0.8 0.2        
NYSE December 201312 AMEX 0 0 0 0        
December 201312 NASDAQ 0 0 0 0        
December 201312 NYSE 0 1 0.78 0.22        
December 201312 OTC 0 0 0 0        
Total        
       
2013 - November        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA November 201311 AMEX 0 1 0.5 0.5        
November 201311 NASDAQ 0 1 0.6 0.4        
November 201311 NYSE 0 1 0.72 0.28        
November 201311 OTC 0 0 0 0        
CSFB-PAIR November 201311 AMEX 0 0 0 0        
November 201311 NASDAQ 0 0 0 0        
November 201311 NYSE 0 1 1 0        
November 201311 OTC 0 0 0 0        
CSFB2 November 201311 AMEX 0 0 0 0        
November 201311 NASDAQ 0 1 0.75 0.25        
November 201311 NYSE 0 1 0.75 0.25        
November 201311 OTC 0 0 0 0        
INET November 201311 AMEX 0 0 0 0        
November 201311 NASDAQ 0 1 0.8 0.2        
November 201311 NYSE 0 0 0 0        
November 201311 OTC 0 0 0 0        
KNAL-CVRT November 201311 AMEX 0 0 0 0        
November 201311 NASDAQ 0 1 0 1        
November 201311 NYSE 0 1 0 1        
November 201311 OTC 0 0 0 0        
KNITALGO2 November 201311 AMEX 0 1 0 1        
November 201311 NASDAQ 0 1 0.66 0.34        
November 201311 NYSE 0 1 0.97 0.03        
November 201311 OTC 0 1 1 0        
NYSE November 201311 AMEX 0 0 0 0        
November 201311 NASDAQ 0 0 0 0        
November 201311 NYSE 0 1 0.71 0.29        
November 201311 OTC 0 0 0 0        
Total        
       
2013 - October        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA Ocotber 201310 AMEX 0 1 0 1        
Ocotber 201310 NASDAQ 0 1 0.62 0.38        
Ocotber 201310 NYSE 0 1 0.8 0.2        
Ocotber 201310 OTC 0 0 0 0        
CSFB-PAIR Ocotber 201310 AMEX 0 0 0 0        
Ocotber 201310 NASDAQ 0 1 1 0        
Ocotber 201310 NYSE 0 1 1 0        
Ocotber 201310 OTC 0 0 0 0        
CSFB2 Ocotber 201310 AMEX 0 0 0 0        
Ocotber 201310 NASDAQ 0 1 0.55 0.45        
Ocotber 201310 NYSE 0 1 0.88 0.12        
Ocotber 201310 OTC 0 1 1 0        
INET Ocotber 201310 AMEX 0 0 0 0        
Ocotber 201310 NASDAQ 0 1 0.5 0.5        
Ocotber 201310 NYSE 0 0 0 0        
Ocotber 201310 OTC 0 0 0 0        
KNAL-CVRT Ocotber 201310 AMEX 0 0 0 0        
Ocotber 201310 NASDAQ 0 1 0 1        
Ocotber 201310 NYSE 0 1 0 1        
Ocotber 201310 OTC 0 0 0 0        
KNITALGO2 Ocotber 201310 AMEX 0 1 1 0        
Ocotber 201310 NASDAQ 0 1 0.6 0.4        
Ocotber 201310 NYSE 0 1 0.83 0.17        
Ocotber 201310 OTC 0 1 1 0        
NYSE Ocotber 201310 AMEX 0 0 0 0        
Ocotber 201310 NASDAQ 0 0 0 0        
Ocotber 201310 NYSE 0 1 0.41 0.59        
Ocotber 201310 OTC 0 0 0 0        
Total        
       
       
       
OPTIONS DATA        
October - December 2013        
       
2013 - December        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW DECEMBER 201312 AMEX 0% 100% 9% 59% 32%      
  DECEMBER 201312 BAT 0% 100% 6% 53% 41%      
  DECEMBER 201312 BSE 0% 100% 17% 30% 52%      
  DECEMBER 201312 BX 0% 100% 30% 35% 35%      
  DECEMBER 201312 C 2 0% 100% 12% 35% 54%      
DECEMBER 201312 CBOE 0% 100% 6% 67% 27%      
DECEMBER 201312 GEMINI 0% 100% 7% 50% 43%      
DECEMBER 201312 ISE 0% 100% 18% 31% 51%      
DECEMBER 201312 MIAX 0% 100% 31% 46% 23%      
DECEMBER 201312 NASD 0% 100% 16% 52% 32%      
DECEMBER 201312 PCOAST 0% 100% 15% 26% 60%      
DECEMBER 201312 PHILLY 0% 100% 11% 58% 31%      
                   
         
Total          
     
2013 - November      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW NOVEMBER 201311 AMEX 0% 100% 9% 59% 32%      
  NOVEMBER 201311 BAT 0% 100% 6% 53% 41%      
  NOVEMBER 201311 BSE 0% 100% 17% 30% 52%      
  NOVEMBER 201311 BX 0% 100% 30% 35% 35%      
  NOVEMBER 201311 C 2 0% 100% 12% 35% 54%      
NOVEMBER 201311 CBOE 0% 100% 6% 67% 27%      
NOVEMBER 201311 ISE 0% 100% 18% 31% 51%      
NOVEMBER 201311 MIAX 0% 100% 31% 46% 23%      
NOVEMBER 201311 NASD 0% 100% 16% 52% 32%      
NOVEMBER 201311 PHILLY 0% 100% 15% 26% 60%      
NOVEMBER 201311 PCOAST 0% 100% 11% 58% 31%      
NOVEMBER 201311 GEMINI 0% 100% 7% 50% 43%      
     
Total          
     
2013 - October      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW OCT 201310 AMEX 0% 100% 24% 36% 40%      
  OCT 201310 BAT 0% 100% 26% 53% 21%      
  OCT 201310 BSE 0% 100% 15% 31% 54%      
  OCT 201310 BX 0% 100% 45% 45% 9%      
  OCT 201310 C 2 33% 67% 0% 28% 6%      
OCT 201310 CBOE 0% 100% 8% 54% 38%      
OCT 201310 GEMINI 0% 100% 28% 56% 17%      
OCT 201310 ISE 0% 100% 18% 38% 44%      
OCT 201310 MIAX 0% 100% 27% 53% 20%      
OCT 201310 NASD 0% 100% 16% 58% 26%      
OCT 201310 PCOAST 0% 100% 20% 46% 34%      
OCT 201310 PHILLY 0% 100% 7% 50% 43%      
       
       
Total          
       
       
       
EQUITIES DATA        
July - September 2013        
       
13-Sep        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA September 201309 AMEX 0 1 0.5 0.5        
September 201309 NASDAQ 0 1 0.65 0.35        
September 201309 NYSE 0 1 0.72 0.28        
September 201309 OTC 0 0 0 0        
CSFB-PAIR September 201309 AMEX 0 0 0 0        
September 201309 NASDAQ 0 0 0 0        
September 201309 NYSE 0 1 1 0        
September 201309 OTC 0 0 0 0        
CSFB2 September 201309 AMEX 0 1 1 0        
September 201309 NASDAQ 0 1 0.8 0.2        
September 201309 NYSE 0 1 0.83 0.17        
September 201309 OTC 0 0 0 0        
INET September 201309 AMEX 0 0 0 0        
September 201309 NASDAQ 0 1 1 0        
September 201309 NYSE 0 0 0 0        
September 201309 OTC 0 0 0 0        
KNAL-CVRT September 201309 AMEX 0 0 0 0        
September 201309 NASDAQ 0 1 0 1        
September 201309 NYSE 0 1 0 1        
September 201309 OTC 0 0 0 0        
KNITALGO2 September 201309 AMEX 0 1 1 0        
September 201309 NASDAQ 0 1 0.72 0.28        
September 201309 NYSE 0 1 0.8 0.2        
September 201309 OTC 0 1 1 0        
NYSE September 201309 AMEX 0 0 0 0        
September 201309 NASDAQ 0 0 0 0        
September 201309 NYSE 0 1 0.4 0.6        
September 201309 OTC 0 0 0 0        
Total        
       
13-Aug        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA August 201308 AMEX 0 1 0.8 0.2        
August 201308 NASDAQ 0 1 0.82 0.18        
August 201308 NYSE 0 1 0.8 0.2        
August 201308 OTC 0 0 0 0        
CSFB-PAIR August 201308 AMEX 0 0 0 0        
August 201308 NASDAQ 0 0 0 0        
August 201308 NYSE 0 1 1 0        
August 201308 OTC 0 0 0 0        
CSFB2 August 201308 AMEX 0 0 0 0        
August 201308 NASDAQ 0 1 0.92 0.08        
August 201308 NYSE 0 1 0.88 0.12        
August 201308 OTC 0 1 0 1        
INET August 201308 AMEX 0 1 1 0        
August 201308 NASDAQ 0 1 0.33 0.67        
August 201308 NYSE 0 0 0 0        
August 201308 OTC 0 0 0 0        
KNAL-CVRT August 201308 AMEX 0 1 0 1        
August 201308 NASDAQ 0 1 0 1        
August 201308 NYSE 0 1 0 1        
August 201308 OTC 0 0 0 0        
KNALGO-CAD August 201308 AMEX 0 1 0.14 0.86        
August 201308 NASDAQ 0 1 0 1        
August 201308 NYSE 0 1 1 0        
August 201308 OTC 0 0 0 0        
KNITALGO2 August 201308 AMEX 0 1 0.67 0.33        
August 201308 NASDAQ 0 1 0.86 0.14        
August 201308 NYSE 0 1 0.91 0.09        
August 201308 OTC 0 1 0.67 0.33        
NYSE August 201308 AMEX 0 0 0 0        
August 201308 NASDAQ 0 0 0 0        
August 201308 NYSE 0 1 0.8 0.2        
August 201308 OTC 0 0 0 0        
Total        
       
13-Jul        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA July 201307 AMEX 0 1 0.5 0.2        
July 201307 NASDAQ 0 1 0.73 0.18        
July 201307 NYSE 0 1 0.73 0.2        
July 201307 OTC 0 0 0 0        
CSFB-PAIR July 201307 AMEX 0 0 0 0        
July 201307 NASDAQ 0 0 0 0        
July 201307 NYSE 0 1 1 0        
July 201307 OTC 0 0 0 0        
CSFB2 July 201307 AMEX 0 1 0.5 0        
July 201307 NASDAQ 0 1 1 0.08        
July 201307 NYSE 0 1 0.79 0.12        
July 201307 OTC 0 0 0 1        
INET July 201307 AMEX 0 0 0 0        
July 201307 NASDAQ 0 1 0.67 0.67        
July 201307 NYSE 0 0 0 0        
July 201307 OTC 0 0 0 0        
KNAL-CVRT July 201307 AMEX 0 0 0 1        
July 201307 NASDAQ 0 1 0 1        
July 201307 NYSE 0 1 0 1        
July 201307 OTC 0 0 0 0        
KNITALGO2 July 201307 AMEX 0 1 0.6 0.86        
July 201307 NASDAQ 0 1 0.7 1        
July 201307 NYSE 0 1 0.74 0        
July 201307 OTC 0 1 0.2 0        
NYSE July 201307 AMEX 0 1 0 0.33        
July 201307 NASDAQ 0 0 0 0.14        
July 201307 NYSE 0 1 0.35 0.09        
July 201307 OTC 0 0 0 0.33        
Total 0        
       
       
OPTIONS DATA        
July - September 2013        
       
13-Sep        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW SEPT 201309 AMEX 0% 100% 5% 39% 56%      
SEPT 201309 BAT 0% 100% 17% 46% 38%      
SEPT 201309 BSE 0% 100% 6% 50% 44%      
SEPT 201309 BX 0% 100% 27% 33% 40%      
SEPT 201309 C 2 0% 100% 21% 7% 71%      
SEPT 201309 CBOE 0% 100% 8% 52% 40%      
SEPT 201309 GEMINI 0% 100% 10% 70% 20%      
SEPT 201309 ISE 0% 100% 10% 33% 57%      
SEPT 201309 MIAX 0% 100% 19% 50% 31%      
SEPT 201309 NASD 0% 100% 12% 36% 52%      
SEPT 201309 PCOAST 0% 100% 0% 100% 0%      
SEPT 201309 PHILLY 0% 100% 13% 40% 47%      
     
     
Total      
     
13-Aug      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW AUGUST 201308 AMEX 0% 100% 0% 56% 41%      
AUGUST 201308 BAT 0% 100% 0% 75% 25%      
AUGUST 201308 BSE 0% 100% 6% 47% 47%      
AUGUST 201308 BX 0% 100% 9% 64% 27%      
AUGUST 201308 C 2 0% 100% 0% 57% 43%      
AUGUST 201308 CBOE 0% 100% 0% 70% 30%      
AUGUST 201308 ISE 0% 100% 0% 67% 33%      
AUGUST 201308 MIAX 0% 100% 0% 67% 33%      
AUGUST 201308 NASD 0% 100% 0% 79% 21%      
AUGUST 201308 PCOAST 0% 100% 0% 56% 44%      
AUGUST 201308 PHILLY 0% 100% 0% 64% 36%      
AUGUST 201308 GEMINI 0% 100% 0% 100% 0%      
     
     
Total      
     
13-Jul      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW JULY 201307 AMEX 0% 100% 9% 59% 32%      
JULY 201307 BAT 0% 100% 0% 67% 33%      
JULY 201307 BSE 0% 100% 0% 71% 29%      
JULY 201307 BX 0% 100% 0% 67% 33%      
JULY 201307 C 2 0% 100% 0% 80% 20%      
JULY 201307 CBOE 0% 100% 5% 37% 59%      
JULY 201307 ISE 0% 100% 0% 40% 60%      
JULY 201307 MIAX 0% 100% 0% 71% 29%      
JULY 201307 NASD 0% 100% 0% 64% 36%      
JULY 201307 PHILLY 0% 100% 12% 47% 40%      
JULY 201307 PCOAST 0% 100% 4% 48% 48%      
     
     
Total      
       
       
EQUITIES DATA        
June - April 2013        
       
June-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA June 201306 AMEX 0% 100% 75% 25%        
  June 201306 NASDAQ 0% 100% 62% 38%        
  June 201306 NYSE 0% 100% 79% 21%        
  June 201306 OTC 0% 0% 0% 0%        
CSFB-PAIR June 201306 AMEX 0% 0% 0% 0%        
June 201306 NASDAQ 0% 0% 0% 0%        
June 201306 NYSE 0% 100% 100% 0%        
June 201306 OTC 0% 0% 0% 0%        
CSFB2 June 201306 AMEX 0% 0% 0% 0%        
June 201306 NASDAQ 0% 100% 60% 40%        
June 201306 NYSE 0% 100% 100% 0%        
  June 201306 OTC 0% 100% 100% 0%        
INET June 201306 AMEX 0% 0% 0% 0%        
  June 201306 NASDAQ 0% 100% 67% 33%        
  June 201306 NYSE 0% 0% 0% 0%        
  June 201306 OTC 0% 0% 0% 0%        
KNAL-CVRT June 201306 AMEX 0% 100% 0% 100%        
June 201306 NASDAQ 0% 100% 0% 100%        
June 201306 NYSE 0% 100% 0% 100%        
June 201306 OTC 0% 0% 0% 0%        
KNALGO-CAD June 201306 AMEX 0% 100% 0% 100%        
June 201306 NASDAQ 0% 0% 0% 0%        
  June 201306 NYSE 0% 0% 0% 0%        
  June 201306 OTC 0% 0% 0% 0%        
KNITALGO2 June 201306 AMEX 0% 100% 75% 25%        
  June 201306 NASDAQ 0% 100% 61% 39%        
  June 201306 NYSE 0% 100% 85% 15%        
June 201306 OTC 0% 100% 52% 48%        
NYSE June 201306 AMEX 0% 100% 0% 100%        
June 201306 NASDAQ 0% 0% 0% 0%        
June 201306 NYSE 0% 100% 52% 48%        
June 201306 OTC 0% 0% 0% 0%        
Total        
       
May-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA May 201305 AMEX 0% 100% 57% 43%        
  May 201305 NASDAQ 0% 100% 78% 22%        
  May 201305 NYSE 0% 100% 81% 19%        
  May 201305 OTC 0% 0% 0% 0%        
CSFB-PAIR May 201305 AMEX 0% 0% 0% 0%        
May 201305 NASDAQ 0% 0% 0% 0%        
May 201305 NYSE 0% 100% 100% 0%        
May 201305 OTC 0% 0% 0% 0%        
CSFB2 May 201305 AMEX 0% 0% 0% 0%        
May 201305 NASDAQ 0% 100% 60% 40%        
May 201305 NYSE 0% 100% 75% 25%        
  May 201305 OTC 0% 0% 0% 0%        
INET May 201305 AMEX 0% 0% 0% 0%        
  May 201305 NASDAQ 0% 100% 43% 57%        
  May 201305 NYSE 0% 0% 0% 0%        
  May 201305 OTC 0% 0% 0% 0%        
KNAL-CVRT May 201305 AMEX 0% 100% 0% 100%        
May 201305 NASDAQ 0% 100% 0% 100%        
May 201305 NYSE 0% 100% 0% 100%        
May 201305 OTC 0% 0% 0% 0%        
KNALGO-CAD May 201305 AMEX 0% 100% 0% 100%        
May 201305 NASDAQ 0% 0% 0% 0%        
  May 201305 NYSE 0% 100% 25% 75%        
  May 201305 OTC 0% 0% 0% 0%        
KNIT-FAN May 201305 AMEX 0% 0% 0% 0%        
  May 201305 NASDAQ 0% 100% 0% 100%        
  May 201305 NYSE 0% 100% 100% 0%        
May 201305 OTC 0% 0% 0% 0%        
KNITALGO2 May 201305 AMEX 0% 100% 75% 25%        
May 201305 NASDAQ 0% 100% 63% 37%        
May 201305 NYSE 0% 100% 81% 19%        
May 201305 OTC 0% 100% 50% 50%        
NYSE May 201305 AMEX 0% 0% 0% 0%        
  May 201305 NASDAQ 0% 0% 0% 0%        
  May 201305 NYSE 0% 100% 65% 35%        
  May 201305 OTC 0% 0% 0% 0%        
Total        
       
April-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA April 201304 AMEX 0% 100% 33% 67%        
  April 201304 NASDAQ 0% 100% 78% 22%        
  April 201304 NYSE 0% 100% 80% 20%        
  April 201304 OTC 0% 0% 0% 0%        
CSFB-PAIR April 201304 AMEX 0% 0% 0% 0%        
April 201304 NASDAQ 0% 0% 0% 0%        
April 201304 NYSE 0% 100% 100% 0%        
April 201304 OTC 0% 0% 0% 0%        
CSFB2 April 201304 AMEX 0% 100% 100% 0%        
April 201304 NASDAQ 0% 100% 80% 20%        
April 201304 NYSE 0% 100% 77% 23%        
  April 201304 OTC 0% 100% 0% 100%        
INET April 201304 AMEX 0% 0% 0% 0%        
  April 201304 NASDAQ 0% 100% 64% 36%        
  April 201304 NYSE 0% 0% 0% 0%        
  April 201304 OTC 0% 0% 0% 0%        
KNAL-CVRT April 201304 AMEX 0% 0% 0% 0%        
April 201304 NASDAQ 0% 100% 0% 100%        
April 201304 NYSE 0% 100% 0% 100%        
April 201304 OTC 0% 0% 0% 0%        
KNIT-FAN April 201304 AMEX 0% 0% 0% 0%        
April 201304 NASDAQ 0% 0% 0% 0%        
  April 201304 NYSE 0% 100% 0% 100%        
  April 201304 OTC 0% 0% 0% 0%        
KNITALGO2 April 201304 AMEX 0% 100% 100% 0%        
  April 201304 NASDAQ 0% 100% 76% 24%        
  April 201304 NYSE 0% 100% 77% 23%        
April 201304 OTC 0% 100% 77% 23%        
NYSE April 201304 AMEX 0% 0% 0% 0%        
April 201304 NASDAQ 0% 100% 100% 0%        
April 201304 NYSE 0% 100% 68% 32%        
April 201304 OTC 0% 0% 0% 0%        
Total        
       
       
OPTIONS DATA        
April - June 2013        
       
June-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW JUNE 201306 AMEX 0% 100% 11% 62% 27%      
  JUNE 201306 BAT 0% 100% 22% 50% 28%      
  JUNE 201306 BSE 0% 100% 33% 22% 44%      
  JUNE 201306 BX 0% 100% 33% 33% 33%      
  JUNE 201306 C 2 0% 100% 33% 27% 40%      
JUNE 201306 CBOE 0% 100% 6% 38% 63%      
JUNE 201306 ISE 0% 100% 9% 48% 43%      
JUNE 201306 MIAX 0% 100% 33% 50% 17%      
JUNE 201306 NASD 0% 100% 26% 53% 21%      
JUNE 201306 PCOAST 9% 91% 34% 47% 0%      
JUNE 201306 PHILLY 0% 100% 9% 53% 38%      
Total          
     
May-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW MAY 201305 AMEX 0% 100% 8% 64% 30%      
  MAY 201305 BAT 0% 100% 0% 80% 20%      
  MAY 201305 BSE 0% 100% 0% 67% 33%      
  MAY 201305 BX 0% 100% 0% 91% 9%      
  MAY 201305 C 2 0% 100% 11% 44% 44%      
MAY 201305 CBOE 0% 100% 5% 62% 32%      
MAY 201305 ISE 0% 100% 6% 69% 25%      
MAY 201305 MIAX 0% 100% 0% 40% 60%      
MAY 201305 NASD 0% 100% 0% 84% 16%      
MAY 201305 PCOAST 0% 100% 0% 79% 21%      
MAY 201305 PHILLY 0% 100% 1% 44% 55%      
Total          
     
April-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW APRIL 201304 AMEX 0% 100% 13% 41% 46%      
APRIL 201304 BAT 0% 100% 10% 30% 60%      
APRIL 201304 BSE 0% 100% 10% 50% 40%      
APRIL 201304 BX 0% 100% 0% 33% 67%      
APRIL 201304 C 2 0% 100% 0% 50% 50%      
APRIL 201304 CBOE 0% 100% 7% 29% 64%      
APRIL 201304 ISE 0% 100% 12% 41% 47%      
APRIL 201304 MIAX 0% 100% 33% 33% 33%      
APRIL 201304 NASD 0% 100% 12% 71% 18%      
APRIL 201304 PHILLY 0% 100% 0% 38% 63%      
Total          
     
       
EQUITIES DATA        
January - March 2013        
       
March-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA March 201303 AMEX 0% 100% 100% 0%        
March 201303 NASDAQ 0% 100% 57% 43%        
March 201303 NYSE 0% 100% 86% 14%        
March 201303 OTC 0% 0% 0% 0%        
CSFB-PAIR March 201303 AMEX 0% 0% 0% 0%        
March 201303 NASDAQ 0% 0% 0% 0%        
March 201303 NYSE 0% 100% 100% 0%        
March 201303 OTC 0% 0% 0% 0%        
CSFB2 March 201303 AMEX 0% 0% 0% 0%        
March 201303 NASDAQ 0% 100% 50% 50%        
March 201303 NYSE 0% 100% 71% 29%        
March 201303 OTC 0% 100% 100% 0%        
INET March 201303 AMEX 0% 0% 0% 0%        
March 201303 NASDAQ 0% 100% 60% 40%        
March 201303 NYSE 0% 0% 0% 0%        
March 201303 OTC 0% 0% 0% 0%        
KNAL-CVRT March 201303 AMEX 0% 100% 0% 100%        
March 201303 NASDAQ 0% 100% 0% 100%        
March 201303 NYSE 0% 100% 0% 100%        
March 201303 OTC 0% 0% 0% 0%        
KNALGO-CAD March 201303 AMEX 0% 100% 0% 100%        
March 201303 NASDAQ 0% 0% 0% 0%        
March 201303 NYSE 0% 0% 0% 0%        
March 201303 OTC 0% 0% 0% 0%        
KNITALGO2 March 201303 AMEX 0% 100% 100% 0%        
March 201303 NASDAQ 0% 100% 59% 41%        
March 201303 NYSE 0% 100% 72% 28%        
March 201303 OTC 0% 100% 100% 0%        
NYSE March 201303 AMEX 0% 0% 0% 0%        
March 201303 NASDAQ 0% 0% 0% 0%        
March 201303 NYSE 0% 100% 78% 22%        
March 201303 OTC 0% 0% 0% 0%        
Total        
       
       
February-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA February 201302 AMEX 0% 100% 100% 0%        
February 201302 NASDAQ 0% 100% 66% 34%        
February 201302 NYSE 0% 100% 79% 21%        
February 201302 OTC 0% 0% 0% 0%        
CSFB-PAIR February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 0% 0% 0%        
February 201302 NYSE 0% 100% 100% 0%        
February 201302 OTC 0% 0% 0% 0%        
CSFB2 February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 100% 60% 40%        
February 201302 NYSE 0% 100% 40% 60%        
February 201302 OTC 0% 0% 0% 0%        
INET February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 100% 100% 0%        
February 201302 NYSE 0% 0% 0% 0%        
February 201302 OTC 0% 0% 0% 0%        
KNAL-CVRT February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 100% 0% 100%        
February 201302 NYSE 0% 100% 0% 100%        
February 201302 OTC 0% 0% 0% 0%        
KNITALGO2 February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 100% 67% 33%        
February 201302 NYSE 0% 100% 69% 31%        
February 201302 OTC 0% 100% 100% 0%        
NYSE February 201302 AMEX 0% 0% 0% 0%        
February 201302 NASDAQ 0% 0% 0% 0%        
February 201302 NYSE 0% 100% 92% 8%        
February 201302 OTC 0% 0% 0% 0%        
Total        
       
       
January-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA January 201301 AMEX 0% 100% 100% 0%        
January 201301 NASDAQ 0% 100% 62% 38%        
January 201301 NYSE 0% 100% 79% 21%        
January 201301 OTC 0% 0% 0% 0%        
CSFB-PAIR January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 0% 0% 0%        
January 201301 NYSE 0% 100% 100% 0%        
January 201301 OTC 0% 0% 0% 0%        
CSFB2 January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 100% 71% 29%        
January 201301 NYSE 0% 100% 75% 25%        
January 201301 OTC 0% 0% 0% 0%        
INET January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 100% 86% 14%        
January 201301 NYSE 0% 100% 100% 0%        
January 201301 OTC 0% 0% 0% 0%        
KNAL-CVRT January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 100% 0% 100%        
January 201301 NYSE 0% 100% 0% 100%        
January 201301 OTC 0% 0% 0% 0%        
KNITALGO2 January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 100% 57% 42%        
January 201301 NYSE 0% 100% 69% 31%        
January 201301 OTC 0% 100% 100% 0%        
NYSE January 201301 AMEX 0% 0% 0% 0%        
January 201301 NASDAQ 0% 0% 0% 0%        
January 201301 NYSE 0% 100% 80% 20%        
January 201301 OTC 0% 0% 0% 0%        
Total        
       
       
OPTIONS DATA        
January - March 2013        
       
March-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW JAN 211303 AMEX 0% 100% 13% 27% 60%      
  JAN 211303 BAT 0% 100% 10% 35% 55%      
  JAN 211303 BSE 0% 100% 22% 28% 50%      
  JAN 211303 BOX 0% 100% 0% 33% 67%      
  JAN 211303 C2 0% 100% 0% 18% 82%      
  JAN 211303 CBOE 0% 100% 11% 21% 68%      
  JAN 211303 ISE 0% 100% 4% 30% 66%      
  JAN 211303 MIAX 0% 100% 25% 50% 25%      
  JAN 211303 NASD 0% 100% 11% 32% 58%      
JAN 211303 PCOAST 0% 100% 13% 38% 49%      
JAN 211303 PHLX 0% 100% 7% 34% 59%      
JAN 211303      
JAN 211303      
Total          
     
February-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW NOV 201211 AMEX 0% 100% 0% 0% 100%      
  NOV 201211 BAT 0% 0% 0% 0% 0%      
  NOV 201211 BSE 0% 0% 0% 0% 0%      
  NOV 201211 BOX 0% 0% 0% 0% 0%      
  NOV 201211 C2 0% 0% 0% 0% 0%      
  NOV 201211 CBOE 0% 100% 10% 24% 65%      
NOV 201211 ISE 0% 0% 0% 0% 0%      
NOV 201211 NASD 0% 0% 0% 0% 0%      
NOV 201211 PCOAST 0% 0% 0% 0% 0%      
NOV 201211 PHLX 0% 100% 0% 0% 100%      
Total          
     
January-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW OCT 201210 AMEX 0% 100% 0% 32% 68%      
  OCT 201210 BAT 0% 100% 0% 100% 0%      
  OCT 201210 BSE 0% 100% 0% 100% 0%      
  OCT 201210 BOX 0% 100% 0% 100% 0%      
  OCT 201210 C2 0% 100% 0% 100% 0%      
OCT 201210 CBOE 0% 100% 0% 15% 85%      
OCT 201210 ISE 0% 100% 0% 100% 0%      
OCT 201210 NASD 0% 100% 0% 100% 0%      
OCT 201210 PCOAST 0% 100% 0% 100% 0%      
OCT 201210 PHLX 0% 100% 0% 27% 73%      
Total          
EQUITIES DATA        
October - December 2012        
       
December-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA December 201212 NASDAQ 0% 100% 65% 35%        
December 201212 NYSE 0% 100% 85% 15%        
December 201212 OTC 0% 0% 0% 0%        
CSFB-PAIR December 201212 NASDAQ 0% 0% 0% 0%        
December 201212 NYSE 0% 100% 100% 0%        
December 201212 OTC 0% 0% 0% 0%        
CSFB2 December 201212 NASDAQ 0% 0% 0% 0%        
December 201212 NYSE 0% 100% 0% 100%        
December 201212 OTC 0% 0% 0% 0%        
INET December 201212 NASDAQ 0% 100% 57% 43%        
December 201212 NYSE 0% 100% 50% 50%        
December 201212 OTC 0% 0% 0% 0%        
KNITALGO2 December 201212 NASDAQ 0% 100% 46% 54%        
December 201212 NYSE 0% 100% 57% 43%        
December 201212 OTC 0% 100% 100% 0%        
NYSE December 201212 NASDAQ 0% 0% 0% 0%        
December 201212 NYSE 0% 100% 55% 45%        
December 201212 OTC 0% 0% 0% 0%        
Total        
       
November-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA November 201211 NASDAQ 0% 100% 67% 33%        
November 201211 NYSE 0% 100% 89% 11%        
November 201211 OTC 0% 0% 0% 0%        
November 201211 AMEX 0% 0% 0% 0%        
CSFB-PAIR November 201211 NASDAQ 0% 0% 0% 0%        
November 201211 NYSE 0% 100% 100% 0%        
November 201211 OTC 0% 0% 0% 0%        
November 201211 AMEX 0% 0% 0% 0%        
CSFB2 November 201211 NASDAQ 0% 0% 0% 0%        
November 201211 NYSE 0% 0% 0% 0%        
November 201211 OTC 0% 100% 100% 0%        
November 201211 AMEX 0% 0% 0% 0%        
INET November 201211 NASDAQ 0% 100% 0% 100%        
November 201211 NYSE 0% 0% 0% 0%        
November 201211 OTC 0% 0% 0% 0%        
November 201211 AMEX 0% 0% 0% 0%        
KNALGO-CAD November 201211 NASDAQ 0% 0% 0% 0%        
November 201211 NYSE 0% 0% 0% 0%        
November 201211 OTC 0% 0% 0% 0%        
November 201211 AMEX 0% 100% 100% 0%        
KNITALGO2 November 201211 NASDAQ 0% 100% 62% 38%        
November 201211 NYSE 0% 100% 81% 19%        
November 201211 OTC 0% 100% 100% 0%        
November 201211 AMEX 0% 0% 0% 0%        
NYSE November 201211 NASDAQ 0% 0% 0% 0%        
November 201211 NYSE 0% 100% 80% 20%        
November 201211 OTC 0% 0% 0% 0%        
November 201211 AMEX 0% 0% 0% 0%        
Total        
       
October-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA October 201210 AMEX 0% 100% 0% 100%        
October 201210 NASDAQ 0% 100% 72% 28%        
October 201210 NYSE 0% 100% 66% 34%        
October 201210 OTC 0% 0% 0% 0%        
CSFB-PAIR October 201210 AMEX 0% 0% 0% 0%        
October 201210 NASDAQ 0% 0% 0% 0%        
October 201210 NYSE 0% 100% 100% 0%        
October 201210 OTC 0% 0% 0% 0%        
CSFB2 October 201210 AMEX 0% 0% 0% 0%        
October 201210 NASDAQ 0% 100% 33% 67%        
October 201210 NYSE 0% 100% 0% 100%        
October 201210 OTC 0% 0% 0% 0%        
INET October 201210 AMEX 0% 0% 0% 0%        
October 201210 NASDAQ 0% 100% 42% 58%        
October 201210 NYSE 0% 100% 0% 100%        
October 201210 OTC 0% 0% 0% 0%        
KNAL-CVRT October 201210 AMEX 0% 0% 0% 0%        
October 201210 NASDAQ 0% 100% 100% 0%        
October 201210 NYSE 0% 100% 0% 100%        
October 201210 OTC 0% 0% 0% 0%        
KNIT-PAIR October 201210 AMEX 0% 0% 0% 0%        
October 201210 NASDAQ 0% 0% 0% 0%        
October 201210 NYSE 0% 100% 100% 0%        
October 201210 OTC 0% 0% 0% 0%        
KNITALGO2 October 201210 AMEX 0% 100% 100% 0%        
October 201210 NASDAQ 0% 100% 65% 35%        
October 201210 NYSE 0% 100% 52% 48%        
October 201210 OTC 0% 100% 100% 0%        
NYSE October 201210 AMEX 0% 100% 0% 100%        
October 201210 NASDAQ 0% 0% 0% 0%        
October 201210 NYSE 0% 100% 33% 67%        
October 201210 OTC 0% 0% 0% 0%        
Total        
       
       
OPTIONS DATA        
October - December 2012        
       
December-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW DEC 201212 AMEX 0% 100% 0% 26% 74%      
  DEC 201212 BAT 0% 100% 20% 60% 20%      
  DEC 201212 BSE 0% 100% 0% 0% 100%      
  DEC 201212 BOX 0% 100% 0% 50% 50%      
  DEC 201212 C2 0% 100% 0% 100% 0%      
  DEC 201212 CBOE 0% 100% 0% 41% 59%      
  DEC 201212 ISE 0% 100% 0% 27% 73%      
  DEC 201212 NASD 0% 100% 0% 53% 47%      
DEC 201212 PCOAST 0% 100% 0% 38% 63%      
DEC 201212 PHLX 0% 100% 0% 20% 80%      
Total          
     
November-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW NOV 201211 AMEX 0% 100% 0% 0% 100%      
  NOV 201211 BAT 0% 0% 0% 0% 0%      
  NOV 201211 BSE 0% 0% 0% 0% 0%      
  NOV 201211 BOX 0% 0% 0% 0% 0%      
  NOV 201211 C2 0% 0% 0% 0% 0%      
  NOV 201211 CBOE 0% 100% 10% 24% 65%      
NOV 201211 ISE 0% 0% 0% 0% 0%      
NOV 201211 NASD 0% 0% 0% 0% 0%      
NOV 201211 PCOAST 0% 0% 0% 0% 0%      
NOV 201211 PHLX 0% 100% 0% 0% 100%      
Total          
     
October-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW OCT 201210 AMEX 0% 100% 0% 32% 68%      
  OCT 201210 BAT 0% 100% 0% 100% 0%      
  OCT 201210 BSE 0% 100% 0% 100% 0%      
  OCT 201210 BOX 0% 100% 0% 100% 0%      
  OCT 201210 C2 0% 100% 0% 100% 0%      
OCT 201210 CBOE 0% 100% 0% 15% 85%      
OCT 201210 ISE 0% 100% 0% 100% 0%      
OCT 201210 NASD 0% 100% 0% 100% 0%      
OCT 201210 PCOAST 0% 100% 0% 100% 0%      
OCT 201210 PHLX 0% 100% 0% 27% 73%      
Total          
           
       
EQUITIES DATA        
July - September 2012        
       
September-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA June 201206 AMEX 0% 100% 50% 50%        
June 201206 NASDAQ 0% 100% 74% 26%        
June 201206 NYSE 0% 100% 77% 23%        
June 201206 OTC 0% 0% 0% 0%        
CSFB-PAIR June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 0% 0% 0%        
June 201206 NYSE 0% 100% 100% 0%        
June 201206 OTC 0% 0% 0% 0%        
INET June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 100% 85% 15%        
June 201206 NYSE 0% 100% 100% 0%        
June 201206 OTC 0% 0% 0% 0%        
KNALGO-CAD June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 100% 100% 0%        
June 201206 NYSE 0% 0% 0% 0%        
June 201206 OTC 0% 0% 0% 0%        
KNITALGO2 June 201206 AMEX 0% 100% 0% 100%        
June 201206 NASDAQ 0% 100% 79% 21%        
June 201206 NYSE 0% 100% 69% 31%        
June 201206 OTC 0% 100% 100% 0%        
NYSE June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 0% 0% 0%        
June 201206 NYSE 0% 100% 67% 33%        
June 201206 OTC 0% 0% 0% 0%        
Total        
       
August-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA May 201205 AMEX 0% 100% 100% 0%        
May 201205 NASDAQ 0% 100% 69% 31%        
May 201205 NYSE 0% 100% 77% 23%        
May 201205 OTC 0% 0% 0% 0%        
CSFB-PAIR May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 0% 0% 0%        
May 201205 NYSE 0% 100% 100% 0%        
May 201205 OTC 0% 0% 0% 0%        
CSFB2 May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 100% 33% 67%        
May 201205 NYSE 0% 0% 0% 0%        
May 201205 OTC 0% 0% 0% 0%        
INET May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 100% 80% 20%        
May 201205 NYSE 0% 100% 67% 33%        
May 201205 OTC 0% 0% 0% 0%        
KNITALGO2 May 201205 AMEX 0% 100% 100% 0%        
May 201205 NASDAQ 0% 100% 76% 24%        
May 201205 NYSE 0% 100% 68% 32%        
May 201205 OTC 0% 100% 100% 0%        
NYSE May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 0% 0% 0%        
May 201205 NYSE 0% 100% 61% 39%        
May 201205 OTC 0% 0% 0% 0%        
Total        
       
July-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA April 201204 AMEX 0% 100% 33% 67%        
April 201204 NASDAQ 0% 100% 87% 13%        
April 201204 NYSE 0% 100% 82% 18%        
April 201204 OTC 0% 0% 0% 0%        
CSFB-PAIR April 201204 AMEX 0% 0% 0% 0%        
April 201204 NASDAQ 0% 0% 0% 0%        
April 201204 NYSE 0% 100% 100% 0%        
April 201204 OTC 0% 0% 0% 0%        
CSFB2 April 201204 AMEX 0% 0% 0% 0%        
April 201204 NASDAQ 0% 0% 0% 0%        
April 201204 NYSE 0% 100% 50% 50%        
April 201204 OTC 0% 100% 100% 0%        
INET April 201204 AMEX 0% 0% 0% 0%        
April 201204 NASDAQ 0% 100% 83% 17%        
April 201204 NYSE 0% 100% 50% 50%        
April 201204 OTC 0% 0% 0% 0%        
KNITALGO2 April 201204 AMEX 0% 100% 100% 0%        
April 201204 NASDAQ 0% 100% 87% 13%        
April 201204 NYSE 0% 100% 83% 17%        
April 201204 OTC 0% 100% 50% 50%        
NYSE April 201204 AMEX 0% 100% 0% 100%        
April 201204 NASDAQ 0% 0% 0% 0%        
April 201204 NYSE 0% 100% 74% 26%        
April 201204 OTC 0% 0% 0% 0%        
Total        
       
       
OPTIONS DATA        
July - September 2012        
       
September-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW SEPTEMBER 201209 AMEX 0% 100% 0% 33% 67%      
  SEPTEMBER 201209 BAT 0% 0% 0% 0% 0%      
  SEPTEMBER 201209 BOX 0% 0% 0% 0% 0%      
  SEPTEMBER 201209 CBOE 0% 100% 8% 11% 81%      
  SEPTEMBER 201209 ISE 0% 0% 0% 0% 0%      
SEPTEMBER 201209 PCOAST 0% 0% 0% 0% 0%      
SEPTEMBER 201209 PHLX 0% 100% 0% 0% 100%      
Total          
     
August-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW AUGUST 201208 AMEX 0% 100% 0% 17% 83%      
  AUGUST 201208 BAT 0% 0% 0% 0% 0%      
  AUGUST 201208 BOX 0% 0% 0% 0% 0%      
  AUGUST 201208 CBOE 0% 100% 0% 35% 65%      
  AUGUST 201208 ISE 0% 0% 0% 0% 0%      
  AUGUST 201208 NASDAQ 0% 0% 0% 0% 0%      
AUGUST 201208 PCOAST 0% 0% 0% 0% 0%      
AUGUST 201208 PHLX 0% 100% 0% 10% 90%      
Total          
     
July-15      
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS OTHER ORDERS      
FBNW JULY 201207 AMEX 0% 0% 0% 0% 0%      
  JULY 201207 BAT 0% 0% 0% 0% 0%      
  JULY 201207 BOX 0% 0% 0% 0% 0%      
  JULY 201207 CBOE 0% 100% 0% 75% 25%      
  JULY 201207 ISE 0% 0% 0% 0% 0%      
JULY 201207 PCOAST 0% 0% 0% 0% 0%      
JULY 201207 PHLX 0% 100% 0% 23% 77%      
Total          
     
     
EQUITIES DATA        
April - June 2012        
       
June-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA June 201206 AMEX 0% 100% 50% 50%        
June 201206 NASDAQ 0% 100% 74% 26%        
June 201206 NYSE 0% 100% 77% 23%        
June 201206 OTC 0% 0% 0% 0%        
CSFB-PAIR June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 0% 0% 0%        
June 201206 NYSE 0% 100% 100% 0%        
June 201206 OTC 0% 0% 0% 0%        
INET June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 100% 85% 15%        
June 201206 NYSE 0% 100% 100% 0%        
June 201206 OTC 0% 0% 0% 0%        
KNALGO-CAD June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 100% 100% 0%        
June 201206 NYSE 0% 0% 0% 0%        
June 201206 OTC 0% 0% 0% 0%        
KNITALGO2 June 201206 AMEX 0% 100% 0% 100%        
June 201206 NASDAQ 0% 100% 79% 21%        
June 201206 NYSE 0% 100% 69% 31%        
June 201206 OTC 0% 100% 100% 0%        
NYSE June 201206 AMEX 0% 0% 0% 0%        
June 201206 NASDAQ 0% 0% 0% 0%        
June 201206 NYSE 0% 100% 67% 33%        
June 201206 OTC 0% 0% 0% 0%        
Total        
       
May-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA May 201205 AMEX 0% 100% 100% 0%        
May 201205 NASDAQ 0% 100% 69% 31%        
May 201205 NYSE 0% 100% 77% 23%        
May 201205 OTC 0% 0% 0% 0%        
CSFB-PAIR May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 0% 0% 0%        
May 201205 NYSE 0% 100% 100% 0%        
May 201205 OTC 0% 0% 0% 0%        
CSFB2 May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 100% 33% 67%        
May 201205 NYSE 0% 0% 0% 0%        
May 201205 OTC 0% 0% 0% 0%        
INET May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 100% 80% 20%        
May 201205 NYSE 0% 100% 67% 33%        
May 201205 OTC 0% 0% 0% 0%        
KNITALGO2 May 201205 AMEX 0% 100% 100% 0%        
May 201205 NASDAQ 0% 100% 76% 24%        
May 201205 NYSE 0% 100% 68% 32%        
May 201205 OTC 0% 100% 100% 0%        
NYSE May 201205 AMEX 0% 0% 0% 0%        
May 201205 NASDAQ 0% 0% 0% 0%        
May 201205 NYSE 0% 100% 61% 39%        
May 201205 OTC 0% 0% 0% 0%        
Total        
       
April-15        
MARKET CENTER DURATION TIME PERIOD SECURITY DIRECTED ORDERS NON-DIRECTED ORDERS MARKET ORDERS LIMIT ORDERS        
ARCA April 201204 AMEX 0% 100% 33% 67%        
April 201204 NASDAQ 0% 100% 87% 13%        
April 201204 NYSE 0% 100% 82% 18%        
April 201204 OTC 0% 0% 0% 0%        
CSFB-PAIR April 201204 AMEX 0% 0% 0% 0%        
April 201204 NASDAQ 0% 0% 0% 0%        
April 201204 NYSE 0% 100% 100% 0%