FBN Securities maintains a Business Continuity Plan (BCP) in accordance with FINRA and NYSE regulatory requirements. BCP is a practiced plan for how we will recover and restore partially or completely interrupted critical functions after a disaster or extended disruption. The BCP is reviewed annually and may be updated at any time.

As an introducing broker, FBN doesn’t perform clearing functions or maintain custody of customer securities or funds. Pershing LLC acts as our clearing agent and has the responsibility of clearing and settling all of our transactions. To view Pershing’s business continuity plan please visit http://www.pershing.com/business continuity.html

In the event that our normal business phone numbers are not reachable after a major disruption, contact Dennis Naso at 516-901-9305 or Michael Naso at 516-818-4444 to get information about accessing your securities and funds. If you are still unable to contact us, call Pershing at (201) 413-3635 for additional information about how to request funds and securities. If you cannot access the instructions from our web site or the previously noted telephone number, Pershing may be contacted at (213) 624-6100, extension 500, as an alternate number.