FBN Business Continuity Plan Disclosure

FBN maintains a Business Continuity Plan (BCP) in accordance with FINRA and NYSE regulatory requirements. BCP is a practiced plan for how FBN will recover and restore partially or completely interrupted critical functions after a disaster or extended disruption.

As an introducing broker, FBN does not perform clearing functions or maintain custody of customer securities or funds. RBC Capital Markets, LLC (“RBC”) acts as FBN’s clearing agent and has the responsibility of clearing and settling all of FBN’s transactions.

Contact Information

In the event that FBN’s normal business telephone numbers are not reachable after a major disruption in order to obtain information about accessing your securities and funds please call FBN’s alternative telephone numbers (516) 901-9305 or (516) 818-4444, or forward an email to [email protected]  or visit FBN’s website at: www.fbnsecurities.com

If you cannot access FBN through either of the aforementioned means, you should contact our clearing firm, RBC in order to access funds and securities at the following: 

Greg Eichten

Client Service Manager

RBC Clearing & Custody
250 Nicollet Mall, Suite 1700

Minneapolis, MN 55401

Telephone Number                 (612) 371-7685

Mobile Number                       (651) 272-0294

Facsimile Number.                  (866) 635-3573

Email Address                         [email protected]

As an introducing broker, FBN does not perform clearing functions nor does FBN maintain custody of customer securities or funds.