Business Continuity Plan
Business Continuity Plan
FBN Business Continuity Plan Disclosure
FBN maintains a Business Continuity Plan (BCP) in accordance with FINRA and NYSE regulatory requirements. BCP is a practiced plan for how FBN will recover and restore partially or completely interrupted critical functions after a disaster or extended disruption.
As an introducing broker, FBN does not perform clearing functions or maintain custody of customer securities or funds. RBC Capital Markets, LLC (“RBC”) acts as FBN’s clearing agent and has the responsibility of clearing and settling all of FBN’s transactions.
Contact Information
In the event that FBN’s normal business telephone numbers are not reachable after a major disruption in order to obtain information about accessing your securities and funds please call FBN’s alternative telephone numbers (516) 901-9305 or (516) 818-4444, or forward an email to [email protected] or visit FBN’s website at: www.fbnsecurities.com
If you cannot access FBN through either of the aforementioned means, you should contact our clearing firm, RBC in order to access funds and securities at the following:
Greg Eichten
Client Service Manager
RBC Clearing & Custody
250 Nicollet Mall, Suite 1700
Minneapolis, MN 55401
Telephone Number (612) 371-7685
Mobile Number (651) 272-0294
Facsimile Number. (866) 635-3573
Email Address [email protected]
As an introducing broker, FBN does not perform clearing functions nor does FBN maintain custody of customer securities or funds.
Contact Us
For more information If you have questions regarding our business continuity plan, you can contact us at 212-566-2216 or via email at [email protected].