FBN Business Continuity Plan Disclosure

FBN maintains a Business Continuity Plan (BCP) in accordance with FINRA and NYSE regulatory requirements. BCP is a practiced plan for how FBN will recover and restore partially or completely interrupted critical functions after a disaster or extended disruption.

As an introducing broker, FBN does not perform clearing functions or maintain custody of customer securities or funds. RBC Capital Markets, LLC (“RBC”) acts as FBN’s clearing agent and has the responsibility of clearing and settling all of FBN’s transactions.

Contact Information

If after a significant business disruption you cannot contact us as you usually do, you should call our alternative telephone numbers (516) 458-0523 or (516) 818-4444, forward an email to operations@fbnsecurities.com in order to obtain information about accessing your securities and funds, or visit our website at

www.fbnsecurities.com

As an introducing broker, FBN does not perform clearing functions nor does FBN maintain custody of customer securities or funds.