Business Continuity Plan

Business Continuity Plan

 

FBN Business Continuity Plan Disclosure

 

FBN maintains a Business Continuity Plan (BCP) in accordance with FINRA and NYSE regulatory requirements. BCP is a practiced plan for how FBN will recover and restore partially or completely interrupted critical functions after a disaster or extended disruption.

 

As an introducing broker, FBN does not perform clearing functions or maintain custody of customer securities or funds. RBC Capital Markets, LLC (“RBC”) acts as FBN’s clearing agent and has the responsibility of clearing and settling all of FBN’s transactions.

 

Contact Information

 

In the event that FBN’s normal business telephone numbers are not reachable after a major disruption in order to obtain information about accessing your securities and funds please call FBN’s alternative telephone numbers (516) 901-9305 or (516) 818-4444, or forward an email to [email protected]  or visit FBN’s website at: www.fbnsecurities.com

 

If you cannot access FBN through either of the aforementioned means, you should contact our clearing firm, RBC in order to access funds and securities at the following: 

Greg Eichten

Client Service Manager

RBC Clearing & Custody
250 Nicollet Mall, Suite 1700

Minneapolis, MN 55401

 

Telephone Number                 (612) 371-7685

Mobile Number                       (651) 272-0294

Facsimile Number.                  (866) 635-3573

Email Address                         [email protected]

 

As an introducing broker, FBN does not perform clearing functions nor does FBN maintain custody of customer securities or funds.

Contact Us

For more information If you have questions regarding our business continuity plan, you can contact us at 212-566-2216 or via email at [email protected].

Our Website

www.fbnsecurities.com

Call Us

212-566-2216

Email Address

[email protected]